Duff & Phelps has more than 150 regulatory consultants globally.
Since the financial crisis, there has been a significant increase in both domestic and international regulation, creating complex challenges for firms across the industry. It has become paramount that firms are able to demonstrate to the regulator that all of their regulatory responsibilities are met and risks mitigated, or risk high penalties and reputational damage.
The constant need for firms to adapt puts pressure on operations, resources and skills. Banks as well as other financial services institutions are examining their business models and undertaking strategic trend analyses to respond effectively to the developments, challenges and opportunities – of which regulation plays a key part.
Our highly experienced team provide specialist regulatory consulting services on both a local and global scale to clients across the financial services industry including investment and private banking, asset management, wealth management and brokerage firms. We also work closely with a number of regulatory bodies and financial services industry associations throughout the world.
Our Regulatory Consulting services include:
Duff & Phelps provides in-depth insight into current and upcoming regulations that impact the financial services industry.