Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Peter Wilson, Managing Director in Duff & Phelps’ Compliance and Regulatory Consulting practice, was featured in an article by Hedge Fund Law Report, discussing OCIE information request letters.
In the article, “How CCOs Can Use a Sample OCIE Information Request Letter to Improve Their Compliance Programs”, Peter provides his perspective on the evolution of information request letters. He discusses how these letters are prepared and how CCOs can improve their compliance programs by using sample letters.
Read the full article in Hedge Fund Law Report.