Compliance and Regulatory Consulting

Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.

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Local and global compliance expertise for the financial services industry.

Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.

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Compliance and Regulatory Consulting Services

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Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction

Global Advice and Consulting

Assistance to develop, implement, and manage global compliance and regulatory consulting programs.

Global Advice and Consulting