Financial crime risk has again risen to the top of the regulatory agenda, and remains one of the most immediate risks for many firms, with criminals constantly seeking new ways to circumvent protective controls.
Duff & Phelps' compliance team – based in key financial centers, including London, New York and Hong Kong – is experienced in a wide range of financial crime prevention areas, with experience from wide ranging regulatory investigations to targeted and timely solutions.
We have experience in advising on regulatory and operational issues faced by a range of investment firms within the financial services industry and we have been regularly appointed for financial crime reviews in the UK and other jurisdictions. In the UK, we are also a member of the FCA Financial Crime Skilled Persons Panel.
We draw on our skills and experience to offer assistance with:
- Anti-money laundering/sanctions
- Forensic investigations
- Market services
- Tax investigations support
- Section 166 Skilled Person Reports
Alternative investment valuation for private equity and hedge funds.Portfolio Valuation
Global Fraud and Forensic Investigations
Expert analysis to help clients understand, prevent and manage fraud.Global Fraud and Forensic Investigations
Assistance with complex securities litigation.Securities Litigation
Kroll's award-winning cyber experts can help clients in every step of the way toward cyber resilience.Cyber Risk
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction
Channel Islands Regulatory Calendar 2020
New Money Laundering Regulations 2019 – What Do You Need to Know?
Terrorist Financing – Time to Act
What’s Next – AML Compliance Following the EU’s Blacklist of Non-Cooperative Jurisdictions for Tax Purposes
Maria Evstropova Discusses Suspicious Activity Reporting in Europe
Claire Simm Featured in International Investment Discussing the EU’s Blacklist
Monique Melis Featured in the Wall Street Journal
Claire Simm and Maria Evstropova Featured in HFM Week: Behind Bermuda’s Blacklist