Duff & Phelps has a dedicated and innovative team of professionals with extensive knowledge of the ISE listing rules and regulations and their application to a wide variety of fund types.
The Irish Stock Exchange (“ISE”) is widely regarded as the leading location in the world for the listing of investment funds. Its commercially driven listing requirements, speedy and efficient listing process and very competitive listing fees has led to its impressive growth with a listing providing an easy method of promoting a published net asset value, and having a “marked to market” price. An ISE listing is a valuable marketing tool for an investment fund enabling it to target certain categories of institutional investors and investors in particular jurisdictions who are prohibited or restricted from investing in unquoted securities.
The services we offer include:
- Advice as to the suitability of the fund for listing
- Liaison with other service providers, in particular legal counsel, to draft the listing particulars
- Managing formal listing applications with ISE in consultation with all service providers
- Advice on ISE continuing obligations with which the listed entity must comply and liaising with service providers to make all necessary disclosures to the ISE
Alternative investment valuation for private equity and hedge funds.Portfolio Valuation
Comprehensive compliance and regulatory support for EU firms.EU Regulation
Comprehensive support for asset managers registering in Ireland.Irish Regulation
Management Company Services
Infrastructure, staff and supervision for AIFM/UCITS ManCo duties.Management Company Services
Global Fraud and Forensic Investigations
Expert analysis to help clients understand, prevent and manage fraud.Global Fraud and Forensic Investigations
Assistance with complex securities litigation.Securities Litigation